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Traders Magazine
2 小时
SIFMA Statement on Issuance of Revised No-Action Relief for SEC Rule 15c2-11
Washington, DC, November 22, 2024 – SIFMA today issued the following statement from president and CEO Kenneth E. Bentsen, Jr.
Traders Magazine
12 小时
ON THE MOVE: TD Securities Makes Leadership Changes; Stifel Adds Brad Edgar
Stifel Financial Corp. has hired Brad Edgar as Managing Director and Lead Healthcare Equity Trader. He is based in the firm’s ...
Traders Magazine
13 小时
The Transformative Potential of AI in FIX Connectivity
FIX connectivity has been a cornerstone of the financial services industry since its inception in the early 1990s. Providing a standardized protocol for the exchange of information related to ...
Traders Magazine
14 小时
SEC Charges Three Broker-Dealers with Filing Deficient Suspicious Activity Reports
Federal law requires broker-dealers to file SARs to report transactions that the broker-dealer has reason to suspect involve, ...
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