Stifel Financial Corp. has hired Brad Edgar as Managing Director and Lead Healthcare Equity Trader. He is based in the firm’s ...

Federal law requires broker-dealers to file SARs to report transactions that the broker-dealer has reason to suspect involve, ...

FIX connectivity has been a cornerstone of the financial services industry since its inception in the early 1990s. Providing a standardized protocol for the exchange of information related to ...

The Securities and Exchange Commission today announced that its 33rd Chair, Gary Gensler, will step down from the Commission ...

While the growth of overnight trading has empowered individual investors, it also comes with a set of risks and challenges.

“Real-time, high-quality data enables financial institutions to precisely monitor and predict liquidity needs and ...

Exegy, a trading technology provider across the latency spectrum, has announced the expansion of market data and execution ...

Cantor's Kathryn Zhao wins STEM Champion; CEO of the Year to GoldenTree's Kathy Sutherland; BlackRock's Liliane Ancona takes ...

After serving inside Goldman's for 16 years. Gaglioti will step down and become an advisory director, according to a memo from trading co-heads Pablo Salame, Isabelle Ealet and Ashok Varadhan.

The new sellside bond trading platform will be called RVQB and is in beta testing at brokerages at the moment. Quantitative Brokers and RiskVal have formed a partnership to create and deliver a fixed ...

Led by David M. Solomon, Richard J. Gnodde and John S. Weinberg, the investment-banking division last year generated the second-highest revenue and profit since the firm went public in 1999.

Why the SEC charged "a former day trader living in California, Steven Fishoff," and a few of his buddies with insider trading ahead of public companies' stock offerings. (Bloomberg View) — One thing ...